Criminal Misdemeanor Law in Rhode Island (RI) - Plea Agreements - Sentencing & What is a Conviction?

A misdemeanor is any offense punishable by up toordered to complete a batterers intervention program
one year in Jail. Typical misdemeanors are: drivingwhich involves attending classes. The defendant can
under the influence of alcohol / drunk driving (dui / dwi),also be ordered to pay restitution to the victim if
shoplifting, domestic assault, Second (2nd) offenseapplicable and obtain substance abuse or mental health
refusal to take the breathalyzer, driving on acounseling. Failure to attend the Batterers classes or
suspended license, writing bad checks, domesticfailure to pay restitution or failure to attend counseling
vandalism, simple assault and battery, domesticcould be considered a violation of probation or a filing.
disorderly, reckless driving, disorderly conduct, etc.If the defendant violates the no contact order then the
There are different rules that apply to driving withdefendant will be charged with a separate offense of
suspended licenses and this article does not fullyviolating a no contact order as well as violating the
address those provisions.conditions of the filing or probation, as a result of the
If you cannot afford an attorney to represent you thencommunication.
you should contact the Public Defender. The RhodeThe no contact order will remain in effect while the
Island Office of the Public Defender represents eligiblecase is pending and during the period of any penalty or
clients in criminal law matters (misdemeanors / felony)sentence. The no Contact order will expire if the case
for no charge. Do not use this article as a substituteis dismissed. For example, a no contact order will stay
for seeking independent legal advice from a lawyer.in effect until any probationary period or suspended
It is a very bad idea for a person to representsentence is completed.
themselves (pro-se) in a criminal case. Please note thatRhode Island Family Court restraining orders
this article only applies to Rhode Island misdemeanorBe careful! There may be a separate restraining order
offenses and does not apply to any other states!that issued from Rhode Island Family Court as a result
At the arraignment, A person should almost alwaysof a complaint protection from abuse in a divorce or
say not guilty and hire an attorney. If a person cannotfamily law matter. The Family Court has jurisdiction to
afford a lawyer then the person should go to theissue restraining orders for up to three (3) years. The
Public Defender. After the arraignment the matter willFamily Court can issue restraining orders for persons
be set for a pretrial conference a couple of weekswho are married, are divorced, are family members or
later. In some very limited circumstances a person canwho have children in common as well as other
work out a plea deal at the arraignment. It is usually ajurisdiction set forth in the statute. There may also be
very bad idea for a person to enter into a pleaa restraining order issued by a Court of another state
agreement without an attorney.or another Court
At the pretrial conference a person can change theirViolation of Family Court Complaint protection from
plea after meeting with the prosecutor and or theAbuse restraining order is a crime in itself and also
judge and after finding out what the prosecutor ismay constitute a violation of probation, bail and violation
offering for a a sentence. A defendant can negotiateof conditions of a filing.
with the prosecutor through their lawyer. If a pleaDistrict Court Restraining orders:
agreement cannot be worked out at the pretrialThere may also be a District Court restraining order
conferences the matter will be set for trial. The matterfrom your (ex) boyfriend or girlfriend. The District Court
also could be scheduled for motions prior to the trial ifhas jurisdiction to issue restraining orders for persons
motions are requested.who were or are in a dating relationship or who are
A person should never change their plea from notroommates. Violation of a District Court restraining
guilty to nolo contendere or guilty without a plea dealorder is also a crime in itself. Violation of a District
from the prosecutor.Court restraining order is also a violation of probation
In Rhode Island, a defendant can enter one of fourand a violation of the terms of bail and a violation of
pleas: guilty, not guilty, nolo contendere or an "alfredthe conditions of a filing.
plea".Superior Court Restraining orders:
Guilty and Not Guilty PleasViolation of A Superior Court restraining order is
The pleas of guilty and not guilty are obvious. If thepunishable by contempt proceedings which could result
plea is not guilty then the matter will be scheduled for ain confinement. However, violation of a Superior Court
trial on the merits in which the prosecution must proverestraining order is not a crime in itself. Violation of a
beyond a reasonable doubt that the person is guilty ofSuperior Court Restraining order could be considered a
the alleged offense. The person will be presumedviolation of bail, probation or conditions of a filing.
innocent and it is the prosecutions burden to prove thatIssues concerning custody and visitation of children as
the person is guilty. Usually, it is a very very bad idea towell as divorce and family related matters:
take a guilty plea! Guilty pleas or a finding of guilt afterThe District Court in a criminal case cannot be involved
a trial is always a criminal conviction in Rhode Island.in setting vistitation or dealing with issues concerning
Nolo Contendere Pleadivorce or custody of the minor children. The Rhode
Nolo contendere means a person is not contesting theIsland Family Court is the proper Forum for dealing with
charges. When a defendant takes a nolo contendereissues related to divorce and child custody such as:
plea in Rhode island, the defendant is indicting that hechild support, visitation, financial restraining orders and
does not want to contest the charges but is alsoissues concerning marital property, marital real estate
essentially admitting to the charges.and debt.
What is the difference between a guilty plea and aIf your spouse or girlfriend or boyfriend is preventing
nolo contendere plea in rhode Island? There is a hugeyou from visiting or talking to your child as a result of a
difference! A guilty plea is always a criminal convictioncriminal case or no contact order then you may need
under Rhode Island law. A criminal conviction hasto file for divorce or a separate action for custody or
major negative implications especially when a personvisitation in Family Court.
applies for employment. A plea of nolo contendereThe Family Court can set visitation and child support
may not constitute a criminal conviction in Rhode Island.as part of a Complaint protection from abuse
A plea of nolo contendere is only a conviction inrestraining order. In some instances when domestic
Rhode Island if there is a sentence of confinementviolence is alleged or there are issues concerning
(such as the ACI or home confinement), a suspendedalcohol, drug abuse or mental health then the Family
sentence or a fine imposed.Court may order supervised visitations. These
For example, A plea of nolo contendere with aSupervised visitations my occur at the Providence
sentence of probation and a contribution to the violentFamily Court or may be supervised by a third party.
crimes indemnity fund or court costs will not constituteNo Contact Orders in Rhode Island explained
a conviction under Rhode Island law! For example, AA "no contact order" means that the defendant is
plea of nolo contendere with a sentence of a filing andprecluded from having any contact and or
a contribution to the violent crimes indemnity fund (vcif)communication with the victim or the person under the
will not constitute a conviction under Rhode Island law.protection of the no contact order. This includes but is
However, anything with a fine attached to it will be anot limited to letters, emails, text messages or
conviction under Rhode Island law. Therefore, it ismessages delivered through a third party.
important that the defendant gets either no fine or aIn other words if a person is under a no contact order
contribution to the victims fund or court costs ratherand sees the victim in public they must leave the area
then a fine.immediately and not acknowledge the victims
All misdeameanor plea agreements in Rhode lslandexistence. A person cannot even say "hi" if they walk
should be nolo contendere with court costs or aby the victim by chance on the street.
contribution towards the victims indemnity fund ratherBe very careful! A person can be arrested for violating
then guilty pleas!a no contact order even if the victim initiates the
Alfred Pleascontact and calls the defendant. A person can be
Alfred Pleas are strongly disfavored by judges incharged with breaking a no contact order even if
Rhode Island (RI) and are difficult to get. Alfred pleasinvited by his wife to come back to the marital home.
derive from a United States Supreme Court case. InEven if the victim tells you that the no contact order
an Alfred plea, a defendant will admit that the statehas been dropped, do not take the victims word for it.
has sufficient evidence to convict him or her if theYou must see the piece of paper signed by the judge
case went to trial but will not admit to anything.dismissing the no contact order before any contact or
DUI / Drunk Driving chargescommunication is initiated. A no contact order expires
In Rhode Island, any plea to drunk driving, driving underwhen the sentence period is finished. However, be
the influence, DUI/ DWI is a conviction under Rhodecareful because there may also be a restraining order
Island law. A breathalyzer refusal plea of guilty orissued as a reult of a divorce or family court matter or
"admitting to sufficient facts" is not a criminal convictiona District Court restraining order.
because a breathalyzer refusal is a civil case. ForA person who is on probation or a probation attached
more information concerning Rhode Island drunk drivingto a suspended sentence must be even more vigilante
/ dui and breathalyzer refusal law please see =>in order to not violate the no contact order. For
Guilty Finding after Trial and appeals de novoexample, a single phone call made by the defendant to
If the defendant is found guilty after trial the sentencea victim under the protection of a no contact order
will constitute a conviction. If a person is found guilty atprobably means a minimum of ten 10 days in jail at the
trial in district court they can appeal de novo (of new)ACI. We are not talking about the local town jail but the
to the Superior Court and the conviction will be erasedACI.
and the case will essentially start all over again in theViolation of conditions of filing
Superior Court.Please note, that a person who has a filing can be held
Obviously, the defendants best result is either afor up to ten days at the ACI if arrested for a new
dismissal by the prosecution or an acquittal.charge / crime. A person who is on a filing must be
A defendant has five days to file an appeal of a guiltyvery careful that he / she stays out of trouble.
finding after trial or appeal a plea agreement that he /If the person is violated from the terms and conditions
she is unhappy with. In the Superior Court appeal, theof the filing then hypothetically the filing could become
defendant has a right to a trial by jury. Whereas, ina conviction because that person has already admitted
The District Court a person waives their right to a trialto the charges by pleading nolo contendere and giving
by jury but in exchange for their waiver of their right toup his right to contest the charges. Court costs will be
a trial by jury has the right to appeal any guilty findingimposed if there is a nolo contendere filing in a criminal
de novo (of new) to the Superior Court. A personcase.
charged with a misdemeanor essentially has two bitesProbation in Rhode Island
of the apple so to speak. A defendant can attempt toIf a person receives probation then they will need to
win at a judge decided trial in District Court and then ifabide by the conditions of the probation and agree to
they lose they can do it all over again with a jury trial inkeep the peace and be of good behavior. If a person
Superior Court.violates his/ her probation by being arrested for a new
What is a "filing" in Rhode Island?crime then the person may be held in Jail at the ACI
A one year filing is usually only offered by theas a probation violator. After ten days a person has
prosecutor as a penalty for first time offenders. A filingthe right to a hearing. At the probation violation hearing,
is a penalty that is typically offered for first timethe prosecutor must only convince the judge so that
offenders for relatively minor misdemeanors. A filing isthe judge is "reasonably satisfied" that the person
the lowest form of penalty available and is alwaysviolated the probation by committing the new offense.
better than probation for an accused. A filing is whenAlso the person will be prosecuted for the new
the case is put aside for a year and if the personoffense as a separate charge from violating the
stays out of trouble for a year then the case is eligibleprobation. There is a good chance that if a person is
to be expunged and destroyed at the end of the year.violated for his probation that the probation which was
Be careful, do not forget to have your filing expungedoriginally not a conviction will now ripen into a
at the end of the year! It is not automatic. A certifiedconviction.
copy of the expungement order must also be sent toA probationary period is a time of great risk for a
the Rhode Island Attorney General 's office, the Rhodedefendant and a defendant must be careful to stay
Island State Police and the local police department thatout of trouble!
pursued the criminal charge. In the event that a personA person can also be violated for his probation for
is found guilty after trial, a person could still bevarious infractions that may not be criminal acts but
sentenced to a one year filing. However, any guiltythat violate the conditions of probation such as not
finding after trial will constitute a conviction. A guiltykeeping probation informed of new addresses, leaving
finding with a penalty of a filing should be appealed tothe state without permission, not paying court costs or
avoid a conviction.restitution, not properly reporting to the probation
(Expungement is a process in which a person canofficer, etc. When a person is under probation in
have certain eligible Rhode Island criminal recordsRhode Island, he or she is essentially is in a contract
expunged off there record. In order to obtain anwith the state to keep the peace, be of good behavior
expungement of a Rhode Island criminal record aand comply with the conditions and rules of probation.
person must file a motion to expunge. I strongly adviseWhat is a probation with a suspended sentence in
that you contact me or another Rhode Island criminalRhode Island?
law attorney to determine whether a criminal recordIf the charges are serious or the person has a lengthy
can be expunged.)criminal record of has already been placed on
If a one year filing is offered by the prosecutor / cityprobation before then in addition to the probation, the
solicitor and is accepted then the case will be "filed" forjudge may attach a suspended sentence. A person
a year. This is commonly called a "filing". If thewho has a suspended sentence is in a period of
defendant does not get arrested or get in other troubleextreme risk because a new offense could lead to
and complies with the conditions of the filing during thesubstantial jail time!
one year period then the case can be easily expungedA suspended sentence is always a conviction under
from a person's record after the year.Rhode Island law. A person with probation and a
What types of filing are there in Rhode Islandsuspended sentence attached will not spend anytime
There are two types of filings, not guilty filings and noloin prison unless the person violates the conditions of his
contendere filings. A not Guilty filing is when theprobation as set forth above.
defendant maintains his innocence and the case if filedThe period of the suspended sentence is the most
for a year. A not guilty filing is not usually allowed bytime that a person could spend in prison if the person
Judges in the District Court! Not Guilty filings areviolates the conditions of the probation or commits a
extremely rare in the District Court. Some judges willnew offense. If the person violates the probation, the
not allow not guilty filings as a matter of policy. Notjudge could sentence the person up to the amount of
guilty filings are very beneficial to the defendant as thetime that is suspended. Please note that the person
best case scenario short of a dismissal or not guiltycould get additional sentence and or penalties as a
finding because if the person is accused of a newresult of the new charge. It is in the defendants best
crime or violating their filing the state will need to stillinterest to have the period of suspended sentence to
prove their underlying case.be as short as possible. The suspended sentence
A nolo contendere filing is when the defendant admitstypically is for the same amount of time as the period
to guilt and the case is filed for a year. The vastof probation.
majority of filings are nolo contedere filings! A majorPlease note that if the offense is driving on a
difference between a not guilty filing and a nolosuspended license there are special rules that apply
contendere filing is when a person is violated for a notthat are set forth in the statutes.
guilty filing then the state / prosecution must prove guiltMost prosecutors and judges believe that each
at that time. Whereas, if a person is violated for a nolosentence should be more severe then the last. A
contendere filing, the judge simply must impose aperson's first minor offense is likely to lead to only a
sentence because the person has already admittedfiling which is the lowest form of penalty in Rhode
guilt to that offense.Island. A person usually will only be allowed one filing.
If the person violates his filing by not complying with theCould I be incarcerated at the aci or serve time in jail
conditions of the filing then the persons filing can beas a result of a misdemeanor charge?
revoked by the Court. If a person takes a noloYes. A serious misdemeanor could lead to
contendere filing and gets into further trouble, violatesincarceration at the Adult Correctional Institution (ACI).
the conditions of the filing or is arrested on a newThe Vast majority of misdemeanor cases do not
offense then the person will be hailed back into courtresult in a sentence of incarceration! A habitual
to be sentenced on the filing. (unless the filing was aoffender could eventually face jail time. A person
not guilty filing which means the prosecution mustconvicted of a second or third offense dui / dwi faces
prove the defendants guilt) There are variousa minimum mandatory sentence to the ACI . A person
conditions that can be put on a filing inluding alcohol andwith a probation violation or suspended sentence could
drug counseling, domestic violence counseling orface incarceration depending on the circumstances. In
classes, restitution, no contact with the victim anda Misdemeanor District Court case the Court only has
community service.jurisdiction to sentence a person to a year in jail. In
A person that has a filing is subject to being held at thesome instances a person might qualify for Home
aci for 10 days as a violator of his filing if he is arrestedconfinement in lieu of a sentence at the ACI.
for a new offense during the filing period.Please be advised that there are different
What implications are there for domestic violenceconsiderations related to Felony criminal charges which
offenses in Rhode Island?are not adressed in this article including but not limited
If the underlying charge is for a domestic offense suchto deferred sentences. Please consult the Rhode
as domestic assault, vandalism, or domestic disorderlyIsland Public Defender's website for information related
conduct then the defendant will be ordered to have noto felony charges and for an explanation of a
contact with his wife, girlfriend or the victim as theDeferred sentence.
case may be.It is important that this criminal law article be used for
Upon entering a plea or being found guilty of a crimeinformational purposes only and not as a substitute for
with domestic implications then the defendant will beseeking legal advice from a Rhode Island lawyer.